Our client in the financial industry is recruiting a Compliance Specialist

Responsibilities

Help to develop, maintain and revise policies and procedures for the general operation of the compliance program
Collaborate with other departments to direct compliance issues to appropriate existing channels for investigation and resolution
Consult with the Manager of the Compliance department to resolve difficult legal or compliance issues
Monitor, and as necessary coordinate compliance activities of other departments to remain abreast of the status of all legal activities
Provide reports on a regular basis, and as directed or required, keep the Manager of the department informed of the operation and progress of compliance efforts
Ensure proper reporting of violations or potential violations to the Manager of the department
Conduct random client file reviews to assess adherence to internal procedures, and issue relevant reports for the Manager
Assist the Manager in the monitoring of Anti Money Laundering requirements, answering queries and monitoring adherence to the company’s procedures
Assist with the maintenance and development of training for the staff
Perform any other cognate duties aligned to business requirements

Candidate’s Profile

University degree and/or professional qualification in Finance or Law or Management or any other related field
Have at least 3 years’ working experience in a similar position
Have an excellent command of English and French, both written and spoken
Have good interpersonal skills
Have good time management skills
Be an excellent team player
Be able to work under pressure and meet tight deadlines
Use discretion regarding confidential material and adhere to the code of ethics

Proactive Talent Solutions reserves the right:

To call only the shortlisted candidates for interview.

Not to make any appointment following this advertisement nor to assign any reason whatsoever for accepting or rejecting any candidate.